skip to main content
Language:
Show Results with:

Results 1 - 50 of 124  for Bainbridge State College

Results 1 2 3 next page
Result Number Material Type Add to My Shelf Action Record Details and Options
1
Material Type:
Microform
Add to e-Shelf

Securities fraud the Internet poses challenges to regulators and investors : statement of Richard J. Hillman, Associate Director, Financial Institutions and Markets Issues, General Government Division, before the Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate / United States General Accounting Office.

Richard J Hillman United States. General Accounting Office.

Washington, D.C. : The Office ; Gaithersburg, MD P.O. Box 6015, Gaithersburg 20884-6015 : The Office, distributor 1999

Online access

2
Material Type:
Microform
Add to e-Shelf
3
Material Type:
Book
Add to e-Shelf

Mutual funds : SEC should modify proposed regulations to address some pension plan concerns : report to the Subcommittee on Oversight, Committee on Ways and Means, House of Representatives.

United States. General Accounting Office. United States. Securities and Exchange Commission.; United States. Congress. House. Committee on Ways and Means. Subcommittee on Oversight.

Washington, D.C. : U.S. General Accounting Office 2004

Online access

4
Material Type:
Book
Add to e-Shelf

Main Street Growth Act : report (to accompany H.R. 5877).

United States. Congress. House. Committee on Financial Services, author.

Washington, D.C. : U.S. Government Publishing Office 2018

Online access

5
Material Type:
Book
Add to e-Shelf

Streamlining Communications for Investors Act : report together with minority views (to accompany H.R. 6035) (including c.ost estimate of the Congressional Budget office).

United States. Congress. House. Committee on Financial Services, author.

Washington, D.C. : U.S. Government Publishing Office 2018

Online access

6
Material Type:
Book
Add to e-Shelf

Environmental disclosure : briefing on GAO's findings and recommendations.

John B Stephenson United States. Government Accountability Office.

Washington, DC : U.S. Government Accountability Office 2004

Online access

7
Material Type:
Book
Add to e-Shelf

Securities and Exchange Commission : disclosure of mutual fund after-tax returns.

Kathleen E Wannisky United States. Securities and Exchange Commission.; United States. General Accounting Office.

Washington, DC : U.S. General Accounting Office 2001

Online access

8
Material Type:
Book
Add to e-Shelf

Securities and Exchange Commission : certain research and development companies.

Kathleen E Wannisky United States. Securities and Exchange Commission.; United States. General Accounting Office.

Washington, DC : U.S. General Accounting Office 2003

Online access

9
Material Type:
Book
Add to e-Shelf

Securities and Exchange Commission : certification of disclosure in companies' quarterly and annual reports.

Kathleen E Wannisky United States. Securities and Exchange Commission.; United States. General Accounting Office.

Washington, DC : U.S. General Accounting Office 2002

Online access

10
Material Type:
Book
Add to e-Shelf

SEC mutual fund oversight : positive actions are being taken, but regulatory challenges remain : testimony before the Subcommittee on Commercial and Administrative Law, Committee on the Judiciary, House of Representatives / statement of Richard J. Hillman.

Richard J Hillman United States. Congress. House. Committee on the Judiciary. Subcommittee on Commercial and Administrative Law.; United States. Government Accountability Office.

Washington, D.C. : U.S. Government Accountability Office 2005

Online access

11
Material Type:
Book
Add to e-Shelf

Securities and Exchange Commission : opportunities exist to improve oversight of self-regulatory organizations : report to the Ranking Member, Committee on Finance, U.S. Senate.

United States. Government Accountability Office. United States. Congress. Senate. Committee on Finance.

Washington, D.C. : U.S. Govt. Accountability Office 2007

Online access

12
Material Type:
Book
Add to e-Shelf

Providing for consideration of the bill (H.R. 1062) to improve the consideration by the Securities and Exchange Commission of the costs and benefits of its regulations and orders : report (to accompany H. Res. 216).

United States. Congress. House. Committee on Rules, author.

Washington, D.C. : U.S. Government Printing Office 2013

Online access

13
Material Type:
Book
Add to e-Shelf

Securities regulation : opportunities exist to improve SEC's oversight of the Financial Industry Regulatory Authority : report to congressional committees.

United States. Government Accountability Office.

Washington, D.C. : U.S. Govt. Accountability Office 2012

Online access

14
It's only FAIR : returning money to defrauded investors : hearings before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, February 26, 2003.
Material Type:
Book
Add to e-Shelf

It's only FAIR : returning money to defrauded investors : hearings before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, February 26, 2003.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.

Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. Congressional Sales Office 2003

Online access

15
Material Type:
Book
Add to e-Shelf

The SEC's role regarding and oversight of nationally recognized statistical rating organizations (NRSROs) / U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits.

United States. Securities and Exchange Commission. Office of Audits.

Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits 2009

Online access

16
Review of investor protection and market oversight with the five commissioners of the Securities and Exchange Commission : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Tenth Congress, first session, June 26, 2007.
Material Type:
Microform
Add to e-Shelf

Review of investor protection and market oversight with the five commissioners of the Securities and Exchange Commission : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Tenth Congress, first session, June 26, 2007.

United States. Congress. House. Committee on Financial Services.

Washington D.C. : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. 2007

Online access

17
Material Type:
Microform
Add to e-Shelf

SEC proxy access proposals implications for investors : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Tenth Congress, first session, September 27, 2007.

United States. Congress. House. Committee on Financial Services.

Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. 2007

Online access

18
Material Type:
Website
Add to e-Shelf

Securities and Exchange Commission rule 151A and annuities : issues and legislation / Baird Webel, Rena S. Miller.

Baird Webel [author] Rena S. Miller [author]

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2019-

Online access

19
Material Type:
Website
Add to e-Shelf

Securities Investor Protection Corporation (SIPC) : basic functions and fairness and adequacy issues / Gary Shorter.

Gary W. Shorter [author]

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2019-

Online access

20
Material Type:
Book
Add to e-Shelf

Improving Investment Research for Small and Emerging Issuers Act : report (to accompany H.R. 6139).

United States. Congress. House. Committee on Financial Services, author.

Washington, D.C. : U.S. Government Publishing Office 2018

Online access

21
Material Type:
Book
Add to e-Shelf

SEC operations : oversight of mutual fund industry presents management challenges / statement of Richard J. Hillman.

Richard J Hillman United States. Securities and Exchange Commission.; United States. General Accounting Office.

Washington, D.C. : U.S. General Accounting Office 2004

Online access

22
Material Type:
Book
Add to e-Shelf

Environmental disclosure : SEC should explore ways to improve tracking and transparency of information : report to congressional requesters.

United States. Government Accountability Office. United States. Securities and Exchange Commission.

Washington, D.C. : U.S. Government Accountability Office 2004

Online access

23
Material Type:
Book
Add to e-Shelf

Securities and Exchange Commission : alternative criteria for qualifying as an accredited investor should be considered : report to congressional committees.

United States. Government Accountability Office, issuing body.

Washington, D.C. : United States Government Accountability Office 2013

Online access

24
Material Type:
Book
Add to e-Shelf

Private Placement Improvement Act of 2016 : report together with minority views (to accompany H.R. 4852) (including cost estimate of the Congressional Budget Office).

United States. Congress. House. Committee on Financial Services, author.

Washington, D.C. : U.S. Government Publishing Office 2016

Online access

25
Material Type:
Book
Add to e-Shelf

Mutual fund trading abuses : lessons can be learned from SEC not having detected violations at an earlier stage : report to the Committee on the Judiciary, House of Representatives.

United States. Government Accountability Office. United States. Congress. House. Committee on the Judiciary.

Washington, D.C. : U.S. Government Accountability Office 2005

Online access

26
It's only FAIR : returning money to defrauded investors : hearings before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, February 26, 2003.
Material Type:
Microform
Add to e-Shelf

It's only FAIR : returning money to defrauded investors : hearings before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, February 26, 2003.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.

Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. Congressional Sales Office 2003

Online access

27
Material Type:
Book
Add to e-Shelf

An Act to Amend the Securities Exchange Act of 1934 to Establish an Office of the Advocate for Small Business Capital Formation and a Small Business Capital Formation Advisory Committee, and for Other Purposes.

United States, enacting jurisdiction.

Washington, D.C. : U.S. Government Publishing Office 2016

Online access

28
Material Type:
Book
Add to e-Shelf

Examining the SEC's agenda, operations, and fiscal year 2018 budget request : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, second session, November 15, 2016.

United States. Congress. House. Committee on Financial Services, author.

Washington : U.S. Government Publishing Office 2018

Online access

29
Material Type:
Book
Add to e-Shelf

The impact of regulations on short-term financing : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, second session, December 8, 2016.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises, author.

Washington : U.S. Government Publishing Office 2018

Online access

30
Material Type:
Book
Add to e-Shelf

Consumer Financial Choice and Capital Markets Protection Act of 2017 : report (to accompany H.R. 2319) (including cost estimate of the Congressional Budget Office).

United States. Congress. House. Committee on Financial Services, author.

Washington, D.C. : U.S. Government Publishing Office 2018

Online access

31
Material Type:
Book
Add to e-Shelf

Promoting Transparent Standards for Corporate Insiders Act : report (to accompany H.R. 6320) (including cost estimate of the Congressional Budget Office).

United States. Congress. House. Committee on Financial Services, author.

Washington, D.C. : U.S. Government Publishing Office 2018

Online access

32
Material Type:
Book
Add to e-Shelf

Investment Adviser Regulatory Flexibility Improvement Act : report (to accompany H.R. 6321) (including cost estimate of the Congressional Budget Office).

United States. Congress. House. Committee on Financial Services, author.

Washington, D.C. : U.S. Government Publishing Office 2018

Online access

33
Material Type:
Book
Add to e-Shelf

Due Process Restoration Act of 2017 : report together with minority views (to accompany H.R. 2128).

United States. Congress. House. Committee on Financial Services, author.

Washington, D.C. : U.S. Government Publishing Office 2019

Online access

34
Material Type:
Book
Add to e-Shelf

Mutual fund proxy voting records and policies / U.S. Securities and Exchange Commission.

United States. Securities and Exchange Commission.

Washington, D.C. : U.S. Securities and Exchange Commission 2005

Online access

35
Material Type:
Book
Add to e-Shelf

Mutual fund trading abuses : SEC consistently applied procedures in setting penalties, but could strengthen certain internal controls : report to congressional requesters.

United States. Government Accountability Office.

Washington, D.C. : U.S. Government Accountability Office 2005

Online access

36
Material Type:
Book
Add to e-Shelf

Mutual funds : assessment of regulatory reforms to improve the management and sale of mutual funds / statement of David M. Walker, Comptroller General of the United States.

David M Walker (David Michael), 1951- United States. General Accounting Office.

Washington, D.C. : U.S. General Accounting Office 2004

Online access

37
Material Type:
Book
Add to e-Shelf

Securities markets : opportunities exist to enhance investor confidence and improve listing program oversight : report to congressional requesters.

United States. General Accounting Office.

Washington, D.C. : U.S. General Accounting Office 2004

Online access

38
Material Type:
Book
Add to e-Shelf

Oversight of the U.S. Securities and Exchange Commission : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifteenth Congress, second session, on examining the work and agenda of the U.S. Securities and Exchange Commission, December 11, 2018.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs, author.

Washington : U.S. Government Publishing Office 2019

Online access

39
Financial oversight of Enron : the SEC and private-sector watchdogs : report / prepared by the staff of the Committee on Governmental Affairs, United States Senate, October 7, 2002.
Material Type:
Book
Add to e-Shelf

Financial oversight of Enron : the SEC and private-sector watchdogs : report / prepared by the staff of the Committee on Governmental Affairs, United States Senate, October 7, 2002.

United States. Congress. Senate. Committee on Governmental Affairs.

Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. Congressional Sales Office 2002

Online access

40
Material Type:
Book
Add to e-Shelf

Internal controls : SEC should consider requiring companies to discose whether they obtained an auditor attestation : report to congressional committees.

United States. Government Accountability Office, issuing body.

Washington, D.C. : United States Government Accountability Office 2013

Online access

41
Material Type:
Book
Add to e-Shelf

Amending a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such act to provide a deadline for such action : report (to accompany H.R. 701) (including cost estimate of the Congressional Budget Office).

United States. Congress. House. Committee on Financial Services, author.

Washington, D.C. : U.S. Government Printing Office 2013

Online access

42
Material Type:
Book
Add to e-Shelf

Investment advisers : requirements and costs associated with the custody rule : report to congressional committees.

United States. Government Accountability Office, issuing body.

Washington, D.C. : United States Government Accountability Office 2013

Online access

43
Material Type:
Book
Add to e-Shelf

Examining the SEC's money market fund rule proposal : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, September 18, 2013.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises, author.

Washington : U.S. Government Printing Office 2014

Online access

44
Material Type:
Book
Add to e-Shelf

Streamlining Excessive and Costly Regulations Review Act : report together with minority views (to accompany H.R. 2354) (including cost estimate of the Congressional Budget Office).

United States. Congress. House. Committee on Financial Services, author.

Washington, D.C. : U.S. Government Publishing Office 2016

Online access

45
Mutual fund trading abuses : hearing before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Representatives, One Hundred Ninth Congress, first session, June 7, 2005.
Material Type:
Book
Add to e-Shelf

Mutual fund trading abuses : hearing before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Representatives, One Hundred Ninth Congress, first session, June 7, 2005.

United States. Congress. House. Committee on the Judiciary. Subcommittee on Commercial and Administrative Law.

Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. 2005

Online access

46
Material Type:
Book
Add to e-Shelf

The SEC's aversion to cost-benefit analysis : hearing before the Subcommittee on TARP, Financial Services, and Bailouts of Public and Private Programs of the Committee on Oversight and Government Reform, House of Representatives, One Hundred Twelfth Congress, second session, April 17, 2012.

United States. Congress. House. Committee on Oversight and Government Reform. Subcommittee on TARP, Financial Services, and Bailouts of Public and Private Programs, author.

Washington : U.S. Government Printing Office 2012

Online access

47
Material Type:
Book
Add to e-Shelf

Due Process Restoration Act of 2015 : report together with minority views (to accompany H.R. 3798) (including cost estimate of the Congressional Budget Office).

United States. Congress. House. Committee on Financial Services, author.

Washington, D.C. : U.S. Government Publishing Office 2016

Online access

48
Material Type:
Book
Add to e-Shelf

SEC Small Business Advocate Act of 2015 : report (to accompany H.R. 3784) (including cost estimate of the Congressional Budget Office).

United States. Congress. House. Committee on Financial Services, author.

Washington, D.C. : U.S. Government Publishing Office 2016

Online access

49
Financial oversight of Enron : the SEC and private-sector watchdogs : report / prepared by the staff of the Committee on Governmental Affairs, United States Senate, October 7, 2002.
Material Type:
Microform
Add to e-Shelf

Financial oversight of Enron : the SEC and private-sector watchdogs : report / prepared by the staff of the Committee on Governmental Affairs, United States Senate, October 7, 2002.

United States. Congress. Senate. Committee on Governmental Affairs.

Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. Congressional Sales Office 2002

Online access

50
Material Type:
Book
Add to e-Shelf

Middle market IPO Underwriting Cost Act : report (to accompany H.R. 6324) (including cost estimate of the Congressional Budget Office).

United States. Congress. House. Committee on Financial Services, author.

Washington, D.C. : U.S. Government Publishing Office 2018

Online access

Results 1 - 50 of 124  for Bainbridge State College

Results 1 2 3 next page

Personalize your results

  1. Edit

Refine Search Results

Searching Remote Databases, Please Wait