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38 Results  for Bainbridge State College

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1
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High-frequency trading : background, concerns, and regulatory developments / Gary Shorter, Rena S. Miller.

Gary W. Shorter [author] Rena S. Miller [author]

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2019-

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2
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Book
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Report concerning display of customer limit orders Office of Compliance Inspections and Examinations ; Office of Economic Analysis.

United States. Securities and Exchange Commission. United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations.; United States. Securities and Exchange Commission. Office of Economic Analysis.

Washington, D.C. : U.S. Securities and Exchange Commission 2000

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3
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Foreign investment in U.S. securities / James K. Jackson.

James K. Jackson 1949- [author] Library of Congress. Congressional Research Service, issuing body.

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2019-

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4
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Private securities offerings : background and legislation / Eva Su.

Eva Su [author] Library of Congress. Congressional Research Service, issuing body.

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2018-

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5
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Regulation Fair Disclosure revisited a report / Laura S. Unger.

United States. Securities and Exchange Commission. Laura Simone Unger 1961-

Washington, D.C. : U.S. Securities and Exchange Commission, 2001

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6
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Federal securities law / Thomas Lee Hazen.

Thomas Lee Hazen 1947- Federal Judicial Center.

Washington, DC One Columbus Circle, N.E. 20002-8003 : Federal Judicial Center 2003

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7
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8
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An Act to Provide for the Safer and More Effective Use of the Assets of Banks, to Regulate Interbank Control, to Prevent the Undue Diversion of Funds into Speculative Operations, and for Other Purposes.

United States, enacting jurisdiction.

Washington, District of Columbia : U.S. Government Printing Office 1933

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9
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The uptick rule : the SEC limit on short selling reconsidered / Gary Shorter.

Gary W. Shorter [author] Library of Congress. Congressional Research Service, issuing body.

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2018-

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10
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Treasury securities and the U.S. sovereign credit default swap market / D. Andrew Austin, Rena S. Miller.

D. Andrew Austin [author] Rena S. Miller [author]

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2018-

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11
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An Act to Provide for the Regulation of Securities Exchanges and of Over-the-Counter Markets Operating in Interstate and Foreign Commerce and through the Mails. to Prevent Inequitable and Unfair Practices on Such Exchanges and Markets, and for Other Purposes.

United States, enacting jurisdiction.

Washington, District of Columbia : U.S. Government Printing Office 1934

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12
The securities arbitration system hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, March 17, 2005.
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The securities arbitration system hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, March 17, 2005.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.

Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. 2005

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13
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Covered bonds : background and policy issues / N. Eric Weiss.

N. Eric Weiss [author] Library of Congress. Congressional Research Service, issuing body.

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2019-

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14
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The Dodd-Frank Wall Street reform and Consumer Protection Act : Title VII, derivatives / Rena S. Miller, Kathleen Ann Ruane.

Rena S. Miller [author] Kathleen Ann Ruane [author]

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2019-

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15
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16
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Conflicts of interest rule for asset-backed securities / Gary Shorter.

Gary W. Shorter [author] Library of Congress. Congressional Research Service, issuing body.

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2020-

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17
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An Act Providing for Full Disclosure of Corporate Equity Ownership of Securities under the Securities Exchange Act of 1934.

United States, enacting jurisdiction.

Washington, D.C. : U.S. Government Printing Office 1968

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18
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Tax credit bonds : overview and analysis / Grant A. Driessen, Jeffrey M. Stupak.

Grant A. Driessen [author] Jeffrey M. Stupak [author]

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2018?]-

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19
Broken dreams in the Poconos the response of the secondary markets and implications for federal legislation : field hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Entereprises [sic] of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, second session, June 14, 2004.
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Broken dreams in the Poconos the response of the secondary markets and implications for federal legislation : field hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Entereprises [sic] of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, second session, June 14, 2004.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.

Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. 2004

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20
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Financial transactions taxes : in brief / Mark P. Keightley.

Mark P. Keightley [author] Library of Congress. Congressional Research Service, issuing body.

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2018-

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21
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Auction-rate securities / D. Andrew Austin.

D. Andrew Austin [author] Library of Congress. Congressional Research Service, issuing body.

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2019-

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22
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The impact of budget proposals on tax-exempt bonds / Steven Maguire.

Steven Maguire [author] Library of Congress. Congressional Research Service, issuing body.

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2020-

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23
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Auction basics : background for assessing proposed Treasury purchases of mortgage-backed securities / D. Andrew Austin.

D. Andrew Austin [author] Library of Congress. Congressional Research Service, issuing body.

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2019-

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24
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Stocks of oil : security and price effects / Robert Pirog.

Robert L. Pirog [author] Library of Congress. Congressional Research Service, issuing body.

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2018-

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25
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Payments, clearance, and settlement a guide to the systems, risks, and issues : report to the Chairman, Committee on Banking and Financial Services, House of Representatives / United States General Accounting Office.

United States. General Accounting Office.

Washington, D.C. : The Office 1997

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26
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27
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SEC climate change disclosure guidance : an overview and congressional concerns / Gary Shorter.

Gary W. Shorter [author] Library of Congress. Congressional Research Service, issuing body.

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2018-

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28
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SEC securities disclosure : background and policy issues / Eva Su.

Eva Su [author] Library of Congress. Congressional Research Service, issuing body.

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2018-

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29
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The trade-through rule / Mark Jickling.

Mark Jickling [author] Library of Congress. Congressional Research Service, issuing body.

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2018-

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30
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Small Business Administration secondary market for guaranteed portions of 7(a) loans : statement of Thomas J. McCool, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Government Programs and Oversight, Small Business Committee, House of Representatives.

Thomas Joseph McCool 1947- United States. General Accounting Office.

Washington, D.C. P.O. Box 37050, Washington 20013 : U.S. General Accounting Office 1998

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31
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Audit/evaluation and other reports / U.S. Securities and Exchange Commission.

United States. Securities and Exchange Commission. Office of Inspector General, author.

Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General 1994

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32
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The Dodd-Frank Wall Street Reform and Consumer Protection Act / Rena S. Miller.

Rena S. Miller [author] Library of Congress. Congressional Research Service, issuing body.

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2020-

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33
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Securities Investor Protection Corporation (SIPC) : basic functions and fairness and adequacy issues / Gary Shorter.

Gary W. Shorter [author]

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2019-

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34
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Thrift activities regulatory handbook update Department of the Treasury, Office of Thrift Supervision.

United States. Office of Thrift Supervision.

Washington, D.C. : Dept. of the Treasury, Office of Thrift Supervision 2001

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35
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The MF Global bankruptcy, missing customer funds, and proposals for reform / Rena S. Miller.

Rena S. Miller [author] Library of Congress. Congressional Research Service, issuing body.

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2018-

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36
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Insider Trading Prohibition Act : report together with minority views (to accompany H.R. 2534) (including cost estimate of the Congressional Budget Office).

United States. Congress. House. Committee on Financial Services, author.

Washington, D.C. : U.S. Government Publishing Office 2019

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37
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Middle market IPO Underwriting Cost Act : report (to accompany H.R. 6324) (including cost estimate of the Congressional Budget Office).

United States. Congress. House. Committee on Financial Services, author.

Washington, D.C. : U.S. Government Publishing Office 2018

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38
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QRM : risk retention and the mortgage market / Sean M. Hoskins.

Sean M. Hoskins [author] Library of Congress. Congressional Research Service, issuing body.

Contained in (work): CRS reports (Library of Congress. Congressional Research Service) (DLC) 2018231131 (OCoLC)1052784408

Washington, D.C. : Congressional Research Service 2018-

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38 Results  for Bainbridge State College

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